Phyllis Ho Yi Choi
蔡可兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phyllis Ho Yi Choi (蔡可兒), a licensed former licensee with CE reference AHZ637. This person has 19.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-06 | 2023-05-10 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-06 | 2023-05-10 |
| Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-03 | 2023-05-10 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-12-09 | 2017-06-08 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-26 | 2015-12-09 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-30 | 2015-10-07 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-05 | 2015-01-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-24 | 2012-07-27 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-03 | 2010-02-13 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-06-03 | 2010-02-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-03 | 2008-09-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-31 | 2008-09-27 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-29 | 2007-08-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-20 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Phyllis Ho Yi Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.