Yuqi Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuqi Wang (王宇琪), a licensed Responsible Officer with CE reference AHS592. Currently licensed at 1 firm(s): QUANTUM JADE INVESTMENT LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QUANTUM JADE INVESTMENT LIMITED 量子基石投資有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-22 | present |
| QUANTUM JADE INVESTMENT LIMITED 量子基石投資有限公司 |
RO | Type 4 - Advising on securities | 2025-10-22 | present |
| QUANTUM JADE INVESTMENT LIMITED 量子基石投資有限公司 |
RO | Type 9 - Asset management | 2025-10-22 | present |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-30 | 2025-09-30 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-30 | 2025-09-30 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2023-08-30 | 2025-09-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-01-07 | 2012-01-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-17 | 2009-01-07 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-18 | 2008-03-31 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-04-18 | 2008-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-01-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuqi Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.