Hock Leng Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hock Leng Ng, a licensed former licensee with CE reference AHQ947. This person has 0.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-01-30 | 2026-02-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-08-18 | 2025-08-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-21 | 2025-03-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-23 |