Harprit Singh Lally
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harprit Singh Lally, a licensed former licensee with CE reference AHQ837. This person has 16.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-03 | 2024-08-08 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-03 | 2024-08-08 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 9 - Asset management | 2023-10-03 | 2024-08-08 |
| GLG Partners Hong Kong Limited | RO | Type 1 - Dealing in securities | 2012-06-04 | 2023-10-02 |
| GLG Partners Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2012-06-04 | 2022-11-25 |
| GLG Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2012-06-04 | 2023-10-02 |
| GLG Partners Hong Kong Limited | RO | Type 9 - Asset management | 2012-06-04 | 2023-10-02 |
| GLG Partners Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-02-24 | 2012-06-04 |
| GLG Partners Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-02-24 | 2012-06-04 |
| GLG Partners Hong Kong Limited | Rep | Type 4 - Advising on securities | 2011-02-24 | 2012-06-04 |
| GLG Partners Hong Kong Limited | Rep | Type 9 - Asset management | 2011-02-24 | 2012-06-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-24 | 2005-10-01 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-14 | 2004-06-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-10-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Harprit Singh Lally during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.