Philip James Neilson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip James Neilson, a licensed former licensee with CE reference AHN636. This person has 5.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-11-02 | 2009-04-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip James Neilson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.