Shui Hong Li
李瑞康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Hong Li (李瑞康), a licensed former licensee with CE reference AHK070. This person has 11.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2025-02-28 | 2025-06-06 |
| Nerico Brothers Limited | RO | Type 3 - Leveraged foreign exchange trading | 2012-07-26 | 2017-06-22 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2012-07-24 | 2017-06-22 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2012-07-24 | 2012-07-26 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-10 | 2012-05-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-09 | 2011-02-10 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-07 | 2012-05-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-20 | 2010-07-09 |
| BWC Forex Limited 寶華世紀外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2009-12-11 | 2012-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-10 | 2007-05-19 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-04-10 | 2007-05-19 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2005-08-08 | 2007-05-19 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-30 | 2007-05-19 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-05-30 | 2005-08-08 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-10 | 2005-05-04 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2004-03-19 | 2005-05-04 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2003-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Hong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.