Lai Mei Yip
葉麗薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Mei Yip (葉麗薇), a licensed former licensee with CE reference AHI476. This person has 16.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2017-04-07 | 2019-04-23 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-03-31 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Mei Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.