John Wesley Lord II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Wesley Lord II, a licensed former licensee with CE reference AHA448. This person has 11.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginseng Capital Advisors Limited | RO | Type 9 - Asset management | 2009-07-28 | 2015-05-05 |
| Ginger Capital Management Limited | RO | Type 4 - Advising on securities | 2006-08-16 | 2009-04-06 |
| Ginger Capital Management Limited | RO | Type 5 - Advising on futures contracts | 2006-08-16 | 2009-04-06 |
| Ginger Capital Management Limited | RO | Type 9 - Asset management | 2006-08-16 | 2009-04-06 |
| Ginger Capital Management Limited | Rep | Type 4 - Advising on securities | 2006-07-12 | 2006-08-16 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-03-28 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-03-28 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-03-28 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-03-28 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-19 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Wesley Lord II during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.