Trevor Stephen Easterbrook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trevor Stephen Easterbrook, a licensed former licensee with CE reference AGX021. This person has 4.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-02-21 | 2009-03-31 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2005-06-22 | 2009-03-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Trevor Stephen Easterbrook during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.