Tay Seop Lim
林泰燮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tay Seop Lim (林泰燮), a licensed former licensee with CE reference AGW608. This person has 3.3 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | 2008-09-30 | 2010-05-21 |
| Sofaer Global Research (HK) Limited | Rep | Type 5 - Advising on futures contracts | 2008-09-30 | 2010-05-21 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | 2008-09-30 | 2010-05-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Tay Seop Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Terence Boo Kheng Khoo | Sofaer Global Research (HK) Limited | 2008–2010 |
| Henry da-Cheng Lee | Sofaer Global Research (HK) Limited | 2008–2010 |
| Ian Chung Ho Wong | Sofaer Global Research (HK) Limited | 2008–2010 |
| Dominic Pui Fung Ho | Sofaer Global Research (HK) Limited | 2008–2010 |
| Kenrick Kwong Wick Leung | Sofaer Global Research (HK) Limited | 2008–2010 |