Michael Lewis Alexander
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Lewis Alexander, a licensed former licensee with CE reference AGR372. This person has 14.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-13 | 2018-06-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-15 | 2011-01-13 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-04 | 2010-07-19 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-04 | 2010-07-19 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-01 | 2005-08-04 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-02-01 | 2005-08-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-22 | 2005-02-01 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-22 | 2005-02-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Lewis Alexander during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.