Stephen Raymond Park-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Raymond Park-Smith, a licensed former licensee with CE reference AGN072. This person has 1.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-11-25 | 2005-02-17 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-08-12 | 2004-10-12 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-30 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-30 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-30 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Raymond Park-Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.