Yu Gao
高煜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Gao (高煜), a licensed former licensee with CE reference AGK819. This person has 20.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-04 | 2024-12-02 |
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-01-04 | 2024-12-02 |
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-01-04 | 2024-12-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-19 | 2022-07-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2009-08-12 | 2022-07-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-15 | 2022-07-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-17 | 2005-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-08-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kingsley Kwok King Chan | VisionStone Investment Management (Hong Kong) Co., Limited | 2024 |
| Chenyao Li | VisionStone Investment Management (Hong Kong) Co., Limited | 2024 |