Ronald Man Shun Lee
李文遜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Man Shun Lee (李文遜), a licensed former licensee with CE reference AGK516. This person has 4.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-15 | 2016-06-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-07 | 2016-06-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-07 | 2016-06-30 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-08-02 | 2007-02-03 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-29 | 2005-05-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-07 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-07 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-07 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Man Shun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.