Connie Hong Yee Sin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Hong Yee Sin (冼康怡), a licensed Representative with CE reference AGJ915. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 10.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-05 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-05 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 - Asset management | 2013-06-26 | 2016-02-29 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-29 | 2011-07-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2010-09-29 | 2013-06-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-03 | 2013-05-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-06 | 2010-07-02 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-25 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-18 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Hong Yee Sin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.