David Ye Hin Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ye Hin Tan (陳毅衡), a licensed Responsible Officer with CE reference AGG766. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 21.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2014-04-17 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-04-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-05 | 2014-04-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-05 | 2014-04-17 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-05 | 2014-04-17 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-14 | 2014-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-14 | 2014-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-14 | 2014-02-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-27 | 2013-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-27 | 2013-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-27 | 2013-01-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-23 | 2010-07-17 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-04-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Ye Hin Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.