Frances Cheung

張淑嫻
CE No. AGG658 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Cheung (張淑嫻), a licensed former licensee with CE reference AGG658. This person has 4.6 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-03-18 2017-06-29
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 5 - Advising on futures contracts 2015-03-18 2017-06-29
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-01-28 2017-06-29
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 4 - Advising on securities 2015-01-28 2017-06-29
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2003-07-30 2005-10-05

Worked alongside

The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Frances Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Lung Chan SMBC Nikko Securities (Hong Kong) Limited 2003–2005
May Mei Kam Lam SMBC Nikko Securities (Hong Kong) Limited 2003–2005
Man Yan Yuen SMBC Nikko Securities (Hong Kong) Limited 2003–2005
Maureen Wai Ling Chan SMBC Nikko Securities (Hong Kong) Limited 2004–2005
Kon Sum Man SMBC Nikko Securities (Hong Kong) Limited 2004–2005
Chi Hong Kwan SMBC Nikko Securities (Hong Kong) Limited 2003–2004
Shui Key Yip SMBC Nikko Securities (Hong Kong) Limited 2004–2005
Benny Man San Wong SMBC Nikko Securities (Hong Kong) Limited 2003–2004
Chun Shing Leung SMBC Nikko Securities (Hong Kong) Limited 2004–2005
Kent Lai Wing Yeung SMBC Nikko Securities (Hong Kong) Limited 2004–2005
King Wah Foo SMBC Nikko Securities (Hong Kong) Limited 2003–2004
Charles Anthony Yonts SMBC Nikko Securities (Hong Kong) Limited 2004
Carl Thomas Berrisford SMBC Nikko Securities (Hong Kong) Limited 2004
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