Ka Wai Chan
陳嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Chan (陳嘉慧), a licensed former licensee with CE reference AGF175. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-09-17 | 2022-01-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-09 | 2003-11-06 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-09 | 2003-11-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-28 | 2003-09-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-28 | 2003-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.