Wai Cheong Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheong Tam (譚偉昌), a licensed Responsible Officer with CE reference AGC722. Currently licensed at 2 firm(s): Corporate Brokers Limited, Corporate Commodities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-09 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-08-09 | present |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-17 | 2023-08-09 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-17 | 2023-08-09 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-27 | 2022-11-10 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-11-10 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Cheong Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.