Maureen Au
柯橞錤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Au (柯橞錤), a licensed former licensee with CE reference AGC686. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-28 | 2009-12-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-10-28 | 2009-12-31 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-09 | 2004-06-01 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-09 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Maureen Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.