Chung Kin Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kin Wong (黃忠健), a licensed Responsible Officer with CE reference AGC199. Currently licensed at 1 firm(s): Harmonia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 9 - Asset management | 2023-04-11 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-23 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-02 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-02 | 2020-12-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-07 | 2020-11-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-09-07 | 2014-11-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-26 | 2020-11-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-26 | 2020-11-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-08-07 | 2007-01-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-07-25 | 2007-01-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-01-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-17 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Kin Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Wai Chan | Harmonia Capital Limited | 2020–present |
| Hiu Ying Chung | Harmonia Capital Limited | 2020–present |
| Jiafeng Zhu | Harmonia Capital Limited | 2020–2023 |
| Yunsheng Jiang | Harmonia Capital Limited | 2025–present |
| Tin Wai Lam | Harmonia Capital Limited | 2025–present |
| Tung Ching Wong | Harmonia Capital Limited | 2026–present |
| Hoi Shan Ho | Harmonia Capital Limited | 2020 |