Wai Hong Liu
柳維翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong Liu (柳維翰), a licensed Representative with CE reference AGA689. Currently licensed at 1 firm(s): Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-01 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-02 | 2003-09-17 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-02 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-30 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-30 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-30 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yat Hon Ng | Ling Securities Limited | 2003 |
| Leander Yuk Kwong Lee | Ling Securities Limited | 2003 |
| Tze Kin Choi | Ling Securities Limited | 2003 |
| King Wah Yan | Ling Securities Limited | 2003 |
| Timmy Siu Hon Ng | Ling Securities Limited | 2003 |