Stanley Yaun Ho
何仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Yaun Ho (何仁), a licensed former licensee with CE reference AGA624. This person has 13.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | Type 4 - Advising on securities | 2010-12-30 | 2021-07-21 |
| KKR Capital Markets Asia Limited | RO | Type 1 - Dealing in securities | 2010-12-08 | 2021-07-21 |
| KKR Capital Markets Asia Limited | Rep | Type 1 - Dealing in securities | 2010-10-26 | 2010-12-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-01 | 2010-10-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-03-01 | 2010-10-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-02 | 2010-03-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-02 | 2010-03-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stanley Yaun Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.