Richard Iwan Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Iwan Jones, a licensed former licensee with CE reference AGA305. This person has 18.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-12-20 | 2025-02-01 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-12-20 | 2025-02-01 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-12-20 | 2025-02-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-01-26 | 2011-12-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-01-26 | 2011-12-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-01-26 | 2011-12-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-25 | 2009-09-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2007-10-25 | 2009-09-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2007-10-25 | 2009-09-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-14 | 2007-10-25 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-14 | 2007-10-25 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2006-02-14 | 2007-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Iwan Jones during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.