Chi Ming Sau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Sau (修志明), a licensed Responsible Officer with CE reference AFZ692. Currently licensed at 1 firm(s): TR Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TR Advisors Limited | RO | Type 1 - Dealing in securities | 2022-06-22 | present |
| TR Advisors Limited | RO | Type 4 - Advising on securities | 2022-06-22 | present |
| TR Advisors Limited | RO | Type 9 - Asset management | 2008-12-02 | present |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 4 - Advising on securities | 2006-02-13 | 2008-01-01 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 4 - Advising on securities | 2005-07-06 | 2006-01-06 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-07-06 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-07-06 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Sau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.