Adrian Alan Wan Tsun Chan
陳弘俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Alan Wan Tsun Chan (陳弘俊), a licensed former licensee with CE reference AFV840. This person has 6.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-10-09 | 2009-11-28 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-10-09 | 2009-11-28 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-10-09 | 2009-11-28 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-15 | 2006-10-09 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-15 | 2006-10-09 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-15 | 2006-10-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-16 | 2005-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-06-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adrian Alan Wan Tsun Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.