Raymond Shu Kwan Lee
李樹群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shu Kwan Lee (李樹群), a licensed former licensee with CE reference AFV511. This person has 8.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-11-30 | 2014-05-21 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-18 | 2014-05-21 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-18 | 2011-11-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 - Advising on securities | 2005-05-18 | 2010-09-30 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Shu Kwan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.