Kwan Yue Judy Hui
許坤茹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yue Judy Hui (許坤茹), a licensed former licensee with CE reference AFU622. This person has 15.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-16 | 2022-11-25 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-16 | 2022-11-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-16 | 2018-12-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-16 | 2018-12-18 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-16 | 2011-01-27 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2004-12-30 | 2005-10-31 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-12-30 | 2005-10-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Yue Judy Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.