Eric Ting Ho Li
李廷荷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ting Ho Li (李廷荷), a licensed former licensee with CE reference AFU504. This person has 20.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Securities Limited 匯誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-18 | 2023-07-18 |
| Integrity Securities Limited 匯誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-02 | 2015-06-18 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2014-03-06 | 2015-05-12 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-10 | 2015-05-12 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-10 | 2014-02-10 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-27 | 2013-11-13 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 4 - Advising on securities | 2010-05-10 | 2011-07-24 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-18 | 2011-07-24 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-21 | 2009-11-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-10-21 | 2009-11-16 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-14 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-09 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-14 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Ting Ho Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.