Yue Wu
吳鉞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Wu (吳鉞), a licensed former licensee with CE reference AFU292. This person has 2.5 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-16 | 2021-05-16 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 9 - Asset management | 2021-03-16 | 2021-05-16 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-28 | 2020-12-31 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
RO | Type 9 - Asset management | 2020-04-28 | 2020-12-31 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-03 | 2020-04-28 |
| Xuanwu Capital Management Limited 玄武資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-03 | 2020-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-11-29 | 2006-03-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-03 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Libing Chen | Xuanwu Capital Management Limited | 2019–2021 |
| Yan Wang | Xuanwu Capital Management Limited | 2019–2021 |
| Yumou Wei | Xuanwu Capital Management Limited | 2019–2021 |
| Wing Kai Shea | Xuanwu Capital Management Limited | 2019–2021 |
| Kai Wang | Xuanwu Capital Management Limited | 2019–2020 |