Sau Lin Fung

馮秀蓮
CE No. AFT916 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Lin Fung (馮秀蓮), a licensed former licensee with CE reference AFT916. This person has 12.2 years of SFC licence history. Total licence records on file: 15.

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Licence history

FirmRoleRegulated activityFromTo
Ping An Securities (Hong Kong) Holdings Company Limited
平安證券(香港)控股有限公司
Rep Type 1 - Dealing in securities 2012-08-09 2015-06-30
Ping An Securities (Hong Kong) Futures Company Limited
平安證券(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2012-08-09 2015-06-30
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-06-21 2012-07-01
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-06-21 2012-07-01
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2004-07-02 2012-08-01
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2004-07-02 2012-08-01
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-06-26
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2004-06-26
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-08-15
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-08-15
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-15
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-15
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-15
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-15
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Lin Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Brian Hin Lun Wong Yuanta Asia Investment (Hong Kong) Limited 2009–2012
Wang Cheung Lau Yuanta Asia Investment (Hong Kong) Limited 2004–2012
Lok Ki Lam Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Hon Fai Chan Yuanta Asia Investment (Hong Kong) Limited 2004–2012
Chi Kwan Kee Yuanta Asia Investment (Hong Kong) Limited 2004–2012
Sui Man Liu Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Terry Chin Lung Chan Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Ka Hung Chan Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Roy Hui Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Shirley Suet Lai Kung Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Johnnie Bing Hang Chan Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Thomas Tak Ming Tsang Yuanta Asia Investment (Hong Kong) Limited 2004–2011
On Lit Yeung Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Fiona Wing Yee Leung Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Alvin Kwun Lin Chan Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Fung Lam Ng Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Cho Kam Pang Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
Yi-Ying Lee Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Chung-Liang Wei Yuanta Asia Investment (Hong Kong) Limited 2005–2012
Mau Kit Lam Ping An Securities (Hong Kong) Futures Company Limited 2012–2015
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