Pui Hang Julian Lee
李沛鏗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Hang Julian Lee (李沛鏗), a licensed former licensee with CE reference AFN050. This person has 15.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-04 | 2020-07-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-01-12 | 2017-09-04 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-22 | 2020-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 - Advising on securities | 2016-09-22 | 2020-07-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-09-22 | 2020-07-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-07 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-07 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-03-07 | 2015-01-08 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2007-06-21 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2007-06-21 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-19 | 2007-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-05-19 | 2007-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-19 | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Hang Julian Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.