David Dong-Wook Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Dong-Wook Kim, a licensed former licensee with CE reference AFK696. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-28 | 2012-12-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-28 | 2012-12-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2009-06-17 | 2010-11-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-06-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Dong-Wook Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.