John Gerard Nicholas D'Abo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Gerard Nicholas D'Abo, a licensed former licensee with CE reference AFH717. This person has 8.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-18 | 2012-11-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-21 | 2012-04-12 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-21 | 2012-04-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-22 | 2007-11-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-22 | 2007-11-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-12-13 | 2007-11-09 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-14 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Gerard Nicholas D'Abo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.