David Wan Chang

張偉
CE No. AFH129 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wan Chang (張偉), a licensed former licensee with CE reference AFH129. This person has 20.5 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務)
RO Type 1 - Dealing in securities 2024-09-01 2026-09-30
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務)
RO Type 4 - Advising on securities 2024-09-01 2026-09-30
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務)
RO Type 1 - Dealing in securities 2023-10-10 2024-08-31
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務)
RO Type 4 - Advising on securities 2023-10-10 2024-08-31
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務)
Rep Type 1 - Dealing in securities 2023-10-09 2023-10-10
PGIM (Hong Kong) Limited
保德信(香港)有限公司(以保德信固定收益、保德信房地產,保德信投資,保德信私募另類投資及JennisonAssociates名義經營業務)
Rep Type 4 - Advising on securities 2023-10-09 2023-10-10
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
RO Type 4 - Advising on securities 2018-08-15 2020-09-30
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
RO Type 1 - Dealing in securities 2003-11-26 2020-09-30
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-11-26
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-09-05
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-09-05
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 9 - Asset management Pre-2003 2003-09-05

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