Chin Chieh Chan

詹晉杰
CE No. AFG010 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Chieh Chan (詹晉杰), a licensed former licensee with CE reference AFG010. This person has 9.4 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Emerald Orient Investment Advisor Limited
躍馬資本投資顧問有限公司
RO Type 9 - Asset management 2011-04-13 2015-03-17
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2003-10-16 2008-10-06
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-10-06
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2008-10-06
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-10-13
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-10-13
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 9 - Asset management Pre-2003 2003-10-13

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Chin Chieh Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ming-Chun Tsai Emerald Orient Investment Advisor Limited 2011–2015
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