Kerry Kim Wai Ching
程劍慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kerry Kim Wai Ching (程劍慧), a licensed former licensee with CE reference AFF128. This person has 17.8 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-31 | 2023-10-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2021-08-31 | 2023-10-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2021-08-31 | 2023-10-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-09 | 2021-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-09 | 2021-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2021-06-09 | 2021-08-31 |
| DigitalBridge Management Asia Limited | RO | Type 1 - Dealing in securities | 2012-10-08 | 2019-07-31 |
| DigitalBridge Management Asia Limited | RO | Type 4 - Advising on securities | 2012-10-08 | 2019-07-31 |
| DigitalBridge Management Asia Limited | RO | Type 9 - Asset management | 2012-10-08 | 2019-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-02-09 | 2012-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-02-09 | 2012-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 - Asset management | 2009-02-09 | 2012-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-16 | 2009-02-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-16 | 2009-02-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-12-16 | 2009-02-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-10-23 | 2008-12-01 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-10-23 | 2008-12-01 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2008-10-23 | 2008-12-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-09-15 | 2008-04-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-09-15 | 2008-04-12 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-04 | 2006-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2005-02-04 | 2006-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 - Advising on futures contracts | 2005-02-04 | 2006-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 - Asset management | 2005-02-04 | 2006-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-04 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kerry Kim Wai Ching during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.