Martin Kin Mann Lee
李健文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kin Mann Lee (李健文), a licensed former licensee with CE reference AFE596. This person has 19.0 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | 2022-07-20 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2013-08-22 | 2022-07-20 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2013-08-22 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2013-08-22 | 2022-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-06-10 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-06-10 | 2013-08-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-05 | 2013-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-05 | 2013-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-02 | 2013-03-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-02 | 2013-03-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-05-02 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2006-05-02 | 2008-11-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-08 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-04 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-04-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Martin Kin Mann Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.