Siu Chung Chan
陳紹宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Chan (陳紹宗), a licensed former licensee with CE reference AFE223. This person has 20.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-17 | 2023-03-31 |
| HSBC Securities (Asia) Limited | RO | Type 1 - Dealing in securities | 2017-11-17 | 2018-08-31 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-17 | 2023-03-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 - Providing automated trading services | 2017-11-17 | 2023-03-31 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2017-11-17 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-09-10 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.