David Lyall Work
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lyall Work, a licensed former licensee with CE reference AFD445. This person has 6.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 - Dealing in securities | 2004-07-15 | 2008-07-23 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-07-15 | 2008-07-23 |
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | Pre-2003 | 2009-11-30 |
| BGC Securities (Hong Kong) LLC | RO | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
| BGC Securities (Hong Kong) LLC | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-25 |
| BGC Securities (Hong Kong) LLC | RO | Type 9 - Asset management | Pre-2003 | 2004-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lyall Work during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.