Andrew John Cattle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John Cattle, a licensed former licensee with CE reference AFB031. This person has 0.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-09 |
| Donaldson, Lufkin & Jenrette Asia Securities Limited 帝傑證券亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-09 |