Manning Lea Doherty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manning Lea Doherty, a licensed former licensee with CE reference AFA132. This person has 12.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-12-05 | 2015-06-30 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-11-16 | 2011-10-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-08-30 | 2011-10-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-08-07 | 2011-10-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Manning Lea Doherty during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.