Hongyu Duan
段紅宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongyu Duan (段紅宇), a licensed former licensee with CE reference AEW345. This person has 7.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-10 | 2011-05-05 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-10 | 2011-05-05 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2010-03-10 | 2011-05-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-23 | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Hongyu Duan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Brian Paul Baker | PIMCO Asia Limited | 2010–2011 |
| Jaclyn Hwei Yin Lim | PIMCO Asia Limited | 2010–2011 |
| Jung Park | PIMCO Asia Limited | 2010–2011 |
| Matthew John Nest | PIMCO Asia Limited | 2010–2011 |
| Emily Lye Lyn Hoo | PIMCO Asia Limited | 2010–2011 |
| Naijun Yang | PIMCO Asia Limited | 2010–2011 |
| Hao Sun | PIMCO Asia Limited | 2010 |
| Ki Myung Hong | PIMCO Asia Limited | 2011 |
| Zhanzhi Xu | PIMCO Asia Limited | 2011 |