Clifford King Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford King Chiu, a licensed former licensee with CE reference AEU889. This person has 7.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | Type 1 - Dealing in securities | 2009-10-22 | 2014-04-11 |
| KKR Capital Markets Asia Limited | RO | Type 4 - Advising on securities | 2009-10-22 | 2014-04-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-28 | 2007-11-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-07-09 | 2007-11-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2004-07-09 | 2007-11-16 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Clifford King Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Rex R K Chung | KKR Capital Markets Asia Limited | 2009–2014 |
| Sharon Yang | KKR Capital Markets Asia Limited | 2010–2014 |
| Stanley Yaun Ho | KKR Capital Markets Asia Limited | 2010–2014 |
| Tao Xiong | KKR Capital Markets Asia Limited | 2010–2014 |
| Angad Banga | KKR Capital Markets Asia Limited | 2010–2013 |
| Wei Yu Tan | KKR Capital Markets Asia Limited | 2014 |