Jimmy Kwok Man Lo
盧國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kwok Man Lo (盧國文), a licensed former licensee with CE reference AEU661. This person has 10.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-01 | 2016-04-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-16 | 2012-06-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-23 | 2007-08-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-22 | 2005-08-18 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-12 | 2004-03-08 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-10 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Kwok Man Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.