Richard William Johnston
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard William Johnston, a licensed Responsible Officer with CE reference AET370. Currently licensed at 1 firm(s): Albourne Partners (Asia) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 23.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Albourne Partners (Asia) Limited | RO | Type 4 - Advising on securities | 2004-09-07 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard William Johnston during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.