Ying Kei Lee
李英琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kei Lee (李英琪), a licensed former licensee with CE reference AER770. This person has 8.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-02 | 2015-09-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-02 | 2015-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-10 | 2010-12-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-10 | 2010-12-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-01 | 2009-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-01 | 2009-04-01 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-27 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-01-27 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Kei Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.