Wei Wu

鄔煒
CE No. AER431 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Wu (鄔煒), a licensed former licensee with CE reference AER431. This person has 5.7 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2009-02-05
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-10 2009-02-05
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 - Dealing in futures contracts 2006-04-11 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2006-04-03 2008-09-29
Henderson Global Investors (Hong Kong) Limited
亨德森全球投資(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-01-31
Henderson Global Investors (Hong Kong) Limited
亨德森全球投資(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2006-01-31
Henderson Global Investors (Hong Kong) Limited
亨德森全球投資(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-12-23

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alexander Jonathan Henderson Henderson Global Investors (Hong Kong) Limited 2003–2006
Lucian Ho Lap Wu Henderson Global Investors (Hong Kong) Limited 2003–2005
Linda Wing Sze Luk Henderson Global Investors (Hong Kong) Limited 2005–2006
Nicholas Philip Hugh Hadow Henderson Global Investors (Hong Kong) Limited 2003
Daniel Chee Fung Lau Henderson Global Investors (Hong Kong) Limited 2005–2006
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