Peter James Milliken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Milliken, a licensed former licensee with CE reference AEO766. This person has 9.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-03-11 | 2013-07-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-03-11 | 2013-07-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-03-11 | 2013-07-13 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2008-04-07 | 2012-01-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-08 | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-08 | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter James Milliken during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.