Pradeep Mohinani

CE No. AEN512 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pradeep Mohinani, a licensed former licensee with CE reference AEN512. This person has 20.1 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 4 - Advising on securities 2017-03-28 2026-07-15
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 1 - Dealing in securities 2016-12-22 2026-07-15
Ares Management Asia (Hong Kong) Limited
艾瑞思管理亞洲(香港)有限公司
Rep Type 9 - Asset management 2015-08-13 2026-07-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2008-10-10 2014-07-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
RO Type 4 - Advising on securities 2007-04-13 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2005-05-12 2007-04-13

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